INVESTMENT COMMITTEE

With a collective experience of nearly 70 years, the Tucker Asset Management (TAM) Investment Policy Committee (IPC) includes but is not limited to, Karlan Tucker – Founder & CEO, Tim Gleason – Director of Portfolio Management, and our institutional consultant Phil Kosmala – Managing Partner of Taiber Kosmala and Associates. We also have registered advisors across the country who serve as our representation in the industry.

The purpose of the committee is to oversee all of the portfolios offered by TAM. With the resources of our Institutional Consultant, the roles and responsibilities of the committee are, but not limited to the following:

• Monitor asset allocation models
• Oversee the portfolio managers and their investment processes
• Ensure overall Fiduciary Responsibilities to advisors and clients
• Review compliance procedures

Karlan Tucker

Karlan Tucker

Over the past 33 years Karlan has visited with over 5,000 families. His main goal has been to protect clients from making devastating financial decisions, and show them how rewarding retirement can be. Karlan assists his clients by maximizing their social security income, as well as earnings from their 401k’s, IRA’s, savings and portfolio.

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Phil Kosmala

Phil Kosmala, Co-Founder and Chief Investment Officer of Taiber Kosmala & Associates, LLC has been in the investment consulting industry for over 15 years. Prior to establishing the firm, he worked at Lowery Asset Consulting, acting in several leadership, research, and consulting capacities including positions of Executive Vice President, Director of Manager Research, Chief Compliance Officer, and Chairman of the firm’s investment committee. He spent five years with the Securities and Exchange Commission (SEC) as an examiner of money management firms and registered investment advisors.


FOR FINANCIAL REPRESENTATIVE OR PROFESSIONAL USE ONLY

Tucker Asset Management, an SEC registered investment advisor. Tucker Asset Management, only transacts business in states where it is properly registered or is excluded or exempted from registration requirements. SEC registration is not an endorsement of the firm by the Commission and does not mean that the advisor has attained a specific level of skill or ability. For more information, please read our Disclosures and Privacy Policy.
All investments involve the risk of potential investment losses as well as the potential for investment gains. Prior performance is no guarantee of future results, and there can be no assurance, and clients should not assume, that future performance will be comparable to past performance. No client or potential client should assume that any information presented or made available on or through this website should be construed as personalized financial planning or investment advice. Personalized financial planning and investment advice can only be rendered after engagement of the firm for services, execution of the required documentation, and receipt of required disclosures. Please contact the firm for further information.